California
|
|
94-3127919
|
(State of incorporation or organization)
|
|
(I.R.S. Employer Identification No.)
|
1301 Harbor Bay Parkway
|
|
|
Alameda, California
|
|
94502
|
(Address of Principal executive offices)
|
|
(Zip Code)
|
Title of each class
to be so registered
Common Share Purchase Warrants
|
|
Name of each exchange on which
each class is to be registered
NYSE MKT
|
Item 1.
|
Description of Registrant's Securities to be Registered.
|
Item 2.
|
Exhibits.
|
1. | A copy of the certificate for the security being registered is included as part of Exhibit 4.2 to Registrant's Registration Statement on Form S-3, No. 333-187710, filed with the Commission on April 3, 2013, 2013, which exhibit is incorporated herein by reference. |
2. | A copy of the form of Warrant Agreement for the security being registered is included as Exhibit 4.2 to Registrant's Registration Statement on Form S-3, No. 333-187710, filed with the Commission on April 3, 2013, which exhibit is incorporated herein by reference. |
3. | Articles of Incorporation, as amended are included as Exhibit 3.1 to Registrant’s Quarterly Report on Form 10-Q for the quarter ended June 30, 2013, filed with the Commission on August 9, 2013, which exhibit is incorporated herein by reference. |
4. | Bylaws, as amended, are included as Exhibit 3(c) to Registrant's Registration Statement on Form S-1, No. 33-48717 and Post-Effective Amendment No. 1 thereto, filed with the Securities and Exchange Commission on June 22, 1992 and August 27, 1992, respectively, which exhibit is incorporated herein by reference. |
Date: September 23, 2013
|
BioTime, Inc.
|
|
|
|
|
|
|
|
By
|
Robert W. Peabody
|
|
|
|
Robert W. Peabody
|
|
|
|
Sr. Vice President and
|
|
|
|
Chief Financial Officer
|
|