UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
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OMB Number: 3235-01047
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INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES
Filed pursuant to Section 16(a) of the Securities Exchange
Act of 1934, Section 17(a) of the Public Utility Holding Company Act
of 1935 or Section 30(f)of the Investment Company Act of 1940
1. Name and Address of Reporting Person* 2. Date of Event Requiring 4. Issuer Name and Ticker or Trading Symbol Statement BioTime, Inc. (BTX) (Month/Day/Year) Gordon Katherine 6/7/01 (Last) (First) (Middle) 3. IRS or Social Security 5. Relationship of Reporting Person(s) Number of Reporting to Issuer (Check all applicable) Person (Voluntary) __X__ Director _____ 10% Owner _____ Officer(give _____ Other 5 Parker Road title below) specify below) (Street) ---------------------------- 6. If Amendment, 7. Individual or Joint/Group Filing Date of Original (Check Applicable Line) (Month/Year) _X_Form filed by One Reporting Person Winchester MA 01890 __Form filed by More than One (City) (State) (Zip) Reporting Person - -------------- Table 1 -- Non-Derivative Securities Beneficially Owned 1. Title of Security 2. Amount of Securities 3. Ownership 4. Nature of Indirect Beneficial Ownership (Instr.4) Beneficially Owned Form: Direct (Instr.5) (Instr.4) (D) or Indirect (I) (Instr.5) - ------------------------------------------------------------------------------------------------------------------------------------ Common Shares, 15,000* D no par value - ----------------------------------------------------------------------------------------------------------------------------------- Reminder: Report Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. *If the form is filed by more than one reporting person,see Instruction 5(b)(v). (Over) SEC 1473(7-96)
FORM 3 (continued) Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) 1. Title of Derivative Security 2. Date Exer- 3. Title and Amount 4. Conver- 5.Owner- 6. Nature of Indirect (Instr. 4) cisable and of Securities sion or ship Beneficial Ownership Expiration Underlying Exercise Form of (Instr.5) Date Derivative Price of Derivative (Month/Day/Year) Security Derivative Security; (Instr.4) Security Direct Amount (D) or or Indirect Date Expira- Title Number (I) Exer- tion of (Instr.5) cisable Date Shares - ----------------------------------------------------------------------------------------------------------------------------------- Options to Purchase Common Shares 6/7/01 6/6/06 Common 15,000 $7.70 D Shares - ----------------------------------------------------------------------------------------------------------------------------------- - ----------------------------------------------------------------------------------------------------------------------------------- Explanation of Responses: *Includes 15,000 shares that may be purchased upon the exercise of stock options. ** Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. Potential persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a valid OMB Number. /s/Katherine Gordon 7/23/01 - -------------------------------- ---------------------- **Signature of Reporting Person Date